2014-01-14
To amend the Securities Exchange Act of 1934 to provide for a notice-filing registration procedure for brokers performing services in connection with the transfer of ownership of smaller privately held companies and to provide for regulation appropriate to the limited scope of the activities of such brokers
On Motion to Suspend the Rules and Pass, as Amended
Result : Passed
Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2014