HR-4571 : Still Just a Bill

Directs the Securities and Exchange Commission (SEC) to revise regulations to require an issuer to furnish investors with additional specified disclosures regarding compensatory benefit plans if the aggregate sales price or amount of securities sold during any consecutive 12-month period exceeds $20 million (currently $5 million).

Directs the SEC to index that aggregate sales price or amount for inflation every 5 years.

Action Timeline

Action DateTypeTextSource
2014-05-22CommitteeOrdered to be Reported (Amended) by the Yeas and Nays: 36 - 23.House committee actions
2014-05-22CommitteeCommittee Consideration and Mark-up Session Held.House committee actions
2014-05-06IntroReferralReferred to the House Committee on Financial Services.House floor actions
2014-05-06IntroReferralIntroduced in HouseLibrary of Congress
2014-04-09CommitteeHearings Held by the Subcommittee on Capital Markets and Government Sponsored Enterprises Prior to Introduction and Referral.House committee actions

Policy Area :

Finance and Financial Sector
See Subjects
  • Administrative law and regulatory procedures
  • Business records
  • Corporate finance and management
  • Financial services and investments
  • Inflation and prices
  • Securities
  • Securities and Exchange Commission (SEC)

Related Bills

See Related Bills