HR-4200 : Still Just a Bill

SBIC Advisers Relief Act of 2014 - Amends the Investment Advisers Act of 1940 to exempt specified advisers of small business investment companies (SBICs) from certain: (1) Securities and Exchange Commission (SEC) registration requirements with respect to the provision of investment advice relating to venture capital funds, and (2) SEC registration and reporting requirements with respect to assets under management of private funds.

Provides the same exemption with respect to any state or local law requiring the registration, licensing, or qualifications of investment advisers.

Action Timeline

Action DateTypeTextSource
2014-12-03IntroReferralReceived in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.Senate
2014-12-02FloorMotion to reconsider laid on the table Agreed to without objection.House floor actions
2014-12-02FloorOn motion to suspend the rules and pass the bill Agreed to by voice vote. (text: CR H8239-8240)House floor actions
2014-12-02FloorDEBATE - The House proceeded with forty minutes of debate on H.R. 4200.House floor actions
2014-12-02FloorConsidered under suspension of the rules. (consideration: CR H8239-8240)House floor actions
2014-12-02FloorMr. Luetkemeyer moved to suspend the rules and pass the bill.House floor actions
2014-12-02CalendarsPlaced on the Union Calendar, Calendar No. 481.House floor actions
2014-12-02CommitteeReported by the Committee on Financial Services. H. Rept. 113-641.House floor actions
2014-05-22CommitteeOrdered to be Reported by the Yeas and Nays: 56 - 0.House committee actions
2014-05-22CommitteeCommittee Consideration and Mark-up Session Held.House committee actions
2014-04-09CommitteeHearings Held by the Subcommittee on Capital Markets and Government Sponsored Enterprises Prior to Referral.House committee actions
2014-03-11IntroReferralReferred to the House Committee on Financial Services.House floor actions
2014-03-11IntroReferralIntroduced in HouseLibrary of Congress

Policy Area :

Finance and Financial Sector
See Subjects
  • Banking and financial institutions regulation
  • Business investment and capital
  • Financial services and investments
  • Licensing and registrations
  • Small business
  • State and local government operations

Related Bills

See Related Bills